Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cases where party is a Patent Asserter

Only "example" cases are shown here, for full list contact Shawn Miller

Cases where party is an Alleged Infringer

Displaying 1 - 6 of 6

#	Title	Civil Action	Venue	Filing Date	Asserter Categories	Patent Asserter	Alleged Infringer
1	Droplets, Inc. v. E*Trade Financial Corporation et al	1:12-cv-02326	S.D.N.Y.	Mar 29, 2012	8 Product company	Droplets, Inc.	Zecco Holdings, Inc. ETrade Financial Corporation Scottrade, Inc. Charles Schwab & Co., Inc. Charles Schwab Bank PEAK6 Investments, L.P. TD Ameritrade Holding Corporation TD Ameritrade, Inc. Schwab Holdings, Inc. Charles Schwab & Co., Inc. Scottrade Financial Services, Inc. Merrill Lynch & Co., Inc. Zecco Trading, Inc. ETrade Securities LLC Zecco Forex, Inc. E*TRADE Bank OptionsHouse, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated
2	LBS Innovations LLC v. Sally Beauty Supply LLC et al	2:11-cv-00409	E.D.Tex.	Sep 14, 2011	1 Acquired patents	LBS Innovations LLC	Regions Financial Corporation Safeway Inc. Barnes & Noble, Inc. BBVA Compass Bancshares, Inc. 7-Eleven, Inc. Sally Beauty Supply LLC Chick-Fil-A, Inc. Home Depot U.S.A., Inc. BBVA Compass Bancshares, Inc. Merrill Lynch & Co., Inc. Safeway Inc. Home Depot U.S.A., Inc. Bed Bath & Beyond, Inc. PNC Bank, National Association Merrill Lynch, Pierce, Fenner & Smith Incorporated American Express Company Richard Grainger Merrill Lynch, Pierce, Fenner & Smith Incorporated Bed Bath & Beyond, Inc. SunTrust Banks, Inc. Merrill Lynch Business Brokerage and Valuation Inc. Barnes & Noble, Inc. Chick-Fil-A, Inc. Bank of America Corporation SunTrust Banks, Inc. 7-Eleven, Inc. True Value Company Merrill Lynch & Co., Inc. Merrill Lynch Business Brokerage and Valuation Inc.
3	Droplets, Inc. v. E*Trade Financial Corporation et al	2:11-cv-00255	E.D.Tex.	May 13, 2011	8 Product company	Droplets, Inc.	Scottrade, Inc. Scottrade Financial Services, Inc. ETRADE Bank Charles Schwab & Co., Inc. TD Ameritrade Holding Corporation Charles Schwab & Co., Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated TD Ameritrade, Inc. ETrade Financial Corporation Charles Schwab Bank Zecco Forex, Inc. Schwab Holdings, Inc. E*Trade Securities LLC Merrill Lynch & Co., Inc. PEAK6 Investments, L.P. OptionsHouse, LLC PEAK 6 Capital Management LLC Zecco Holdings, Inc. Zecco Trading, Inc.
4	Stambler v. Merrill Lynch & Co., Inc. et al	2:08-cv-00462	E.D.Tex.	Dec 4, 2008	9 Individual	Leon Stambler	Zions Bancorporation SunTrust Banks, Inc. HSBC National Bank USA U.S. Bancorp Metavante Corporation Metavante Technologies, Inc. Prosperity Bank Charles Schwab Bank Zions First National Bank Branch Banking and Trust Company Sterling Bancshares, Inc. U.S. Bank National Association PayPal, Inc. First National Bank ETrade Financial Corporation The Colonial BancGroup, Inc. Morgan Stanley & Co. Incorporated Morgan Stanley & Co. Incorporated SunTrust Bank Colonial Bank Sterling Bank Merrill Lynch, Pierce, Fenner & Smith Incorporated First National Bank Jack Henry & Associates, Inc. PNC Financial Services Group, Inc. American Bank of Commerce ETRADE Bank Prosperity Bancshares, Inc. Legacy Texas Group, Inc. National Financial Services LLC BB&T Corporation HSBC USA, Inc. PNC Bank, National Association Merrill Lynch & Co., Inc. LegacyTexas Bank PNC Bank Delaware Texas Capital Bancshares, Inc. Fidelity Brokerage Services LLC HSBC North America Holdings, Inc. Charles Schwab & Co., Inc. American Express Company Texas Capital Bank, National Association Charles Schwab & Co., Inc. F M R L L C Amegy Bank National Association HSBC Bank USA, National Association
5	Mopex Inc, et al v. Chgo Stock Ex Inc, et al	1:01-cv-00302	N.D.Ill.	Jan 16, 2001	8 Product company 7 Startup, pre-product	RealTimeMutualFunds.Com.Co	State Street Global Markets, LLC Investors Bank & Trust Co iShares Trust The streetTRACKS Series Trust Susquehanna Partners Rock Island Securities, Inc. Ssga Funds Management, Inc State Street Bank and Trust Company The Select Sector SPDR Trust Alps Mutual Funds Distributors Dempsey and Company PFPC Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated JPMorgan Chase Bank, N.A. National Securities Clearing Corporation Sydan Chicago Stock Exchange, Inc. Barclays Global Fund Advisors Barclays Global Investors, N.A. iShares Inc SEI Investment Distribution Co.
6	Mopex Inc, et al v. Chgo Stock Ex Inc, et al	1:01-cv-00302	N.D.Ill.	Jan 16, 2001	8 Product company 7 Startup, pre-product	Mopex Inc	State Street Global Markets, LLC Investors Bank & Trust Co iShares Trust The streetTRACKS Series Trust Susquehanna Partners Rock Island Securities, Inc. Ssga Funds Management, Inc State Street Bank and Trust Company The Select Sector SPDR Trust Alps Mutual Funds Distributors Dempsey and Company PFPC Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated JPMorgan Chase Bank, N.A. National Securities Clearing Corporation Sydan Chicago Stock Exchange, Inc. Barclays Global Fund Advisors Barclays Global Investors, N.A. iShares Inc SEI Investment Distribution Co.